Looking for a rewarding and challenging Governance Management role where you can make a meaningful impact?
Can you see yourself leading our governance framework, ensuring that our products and services meet the stringent requirements of the FCA, including Consumer Duty obligations?
This is your chance to advance your financial services, governance, and compliance career in a supportive and innovative environment.
Were committed to delivering exceptional client outcomes while maintaining the highest standards of regulatory compliance. If our values and ambitions align with yours, then wed love to hear from you.
Where do you fit in?
Key areas that your role will cover:
- Lead Governance Frameworks: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requirements.
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Oversee Product Reviews: Coordinate and oversee periodic reviews of existing products and services to ensure they remain suitable and compliant.
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Manage New Products: Oversee the process for new products and services, including conducting risk assessments, securing necessary approvals, and coordinating Central Business Cases.
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Target Market & Fair Value Assessments: Oversee and periodically review Target Market Assessments (TMAs) and Fair Value Assessments (FVAs), ensuring these are accurately maintained.
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Risk of Harms Management: Manage and review Risk of Harms assessments, with a focus on the proper treatment of Vulnerable Clients.
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Monitor Consumer Duty Metrics: Maintain oversight of Consumer Duty Dashboards and metrics, keeping everything in line with compliance requirements.
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Ensure Due Diligence: Oversee due diligence processes across the value chain, including those with asset managers and IFAs.
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Regulatory Monitoring: Keep an eye on regulatory developments, implementing new processes as needed to stay compliant.
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Reporting & Analysis: Prepare board papers, annual attestations, and regular reports on product governance matters, including conducting peer group comparisons and competition analysis.
Whats in it for you?
- A competitive salary + benefits including private medical insurance, paid birthday leave, and opportunities to volunteer for charity
- Youll be part of an award-winning company that values diversity, inclusion, and the pursuit of excellence in the financial sector
- Professional growth within a positive, customer focused environment. Youll be part of a team that prioritises excellent client outcomes
What do you need to succeed?
- A degree in Finance, Business, or a related field along with a professional qualification such as CFA, CISI, or equivalent
- Significant experience in financial services, particularly in product governance or compliance
- A strong understanding of UK financial regulations, especially Consumer Duty, along with a solid knowledge of investment products and services
Youll be based in our offices in Exeter.
Following successful completion of your training period, hybrid working is available. Travel will occasionally be required to other group locations according to the needs of the business.
To discover more about a career with us and to view the full job description, please visit - www.hawksmoorim.co.uk/about-us/join-our-team/
We are committed to equality of opportunity for all, we care passionately about our staff, and are committed to promoting and protecting the physical and mental health of all our employees.
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